Quality assurance certification for NDAP
Information on the quality assurance certification for NDAP funded agencies.
Key points about the quality assurance system
- A quality assurance system applies to all advocacy agencies funded by the Australian Government under the National Disability Advocacy Program (NDAP).
- It involves independent assessments to certify they comply with the National Standards for Disability Services (NSDS).
- Third party certification bodies undertake the certification audits.
- Accreditation requirements are contained in the National Disability Advocacy Program Scheme, Human Services Scheme Part 1- Common requirements for bodies certifying human services and NDAP scheme - Human Services Part 6 - Additional requirements for bodies certifying advocacy agencies under the National Disability Advocacy Program. These resources are available on the JASANZ Register(Opens external website).
- The quality assurance system has been designed to ensure people with disability are involved with all aspects and stages of the process.
- The role of government is to develop policy and provide support and resources to help advocacy agencies gain certification and pursue continuous improvement.
- New advocacy agencies need to register their intention to seek certification and have 18 months to gain certification from the date funding is approved.
- Under the Disability Services Act 1986, an advocacy agency that loses its certification and funding needs to regain certification before further funding is considered.
- Certified advocacy agencies receive a Certificate of Compliance that is recognised by the Australian Government as verification that they are delivering advocacy supports in line with the NSDS.
- After obtaining their first Certificate of Compliance advocacy agencies participate in surveillance audits conducted by their chosen certification body – the first within 12 months, and a second within 24 months of the commencement of the certification. Within 36 months after certification advocacy agencies must participate in a full recertification audit.
- For advocacy agencies that have achieved recertification the frequency of surveillance may be reduced to a single mid-cycle surveillance audit - where they can demonstrate their capability to meet the NSDS on an ongoing basis, and their certification body has no concerns and/or evidence to suggest otherwise.
Guide to National Standards for Disability Services certification audits
This is a summary of the steps involved, timeframes and actions required for achieving certification.
After the first recertification, the frequency of surveillance audits may be reduced from 2 to 1 during subsequent certification cycles. That is, one at 18 months after recertification, rather than 2 at 12 monthly intervals.
Step | Timeframe | Milestones/Notes | Resources |
---|---|---|---|
1. Submit a Notice of Intention to Obtain a Certificate of Compliance against the National Standards for Disability Services (NSDS) | Prior to funding approval | This step is only for new organisations that do not hold a certificate of compliance against the National Standards for Disability Services | |
2. Start the process | No later than one month after funding is approved | Review your agency’s structure, policy and procedures Review contractual requirements | National Standards for Disability Services – Self Assessment Worksheets |
3. Choose your certification body (CB) | No later than 3 months after your funding is approved | Select certification body Negotiate contract | Accredited Certification Bodies(Opens external website) |
4. Conduct your internal audit | During the first 6 months after your funding is approved | Internal audit involving consumers | Supporting Documents for NSDS |
5. Prepare for your certification audit | On-site dates negotiated with certification body should be no later than twelve months after your funding is approved | Liaise with Certification Bodies about audit activities, including sampling Prepare consumer involvement in audit | |
6. Participate in your certification audit | On-site dates negotiated with Certification Bodies should be no later than 12 months after your funding is approved | Assist with streamlining audit activities, use opportunities to ask questions, make comments on the audit findings in exit meeting | |
7. Take follow-up action if required | Address major nonconformities within 3 months and nonconformities within 6 months of assessment if identified. Decision on certification must be made no later than 18 months after the date on which your funding is approved | Provide feedback to staff, Board, consumers If nonconformities are identified, undertake corrective action | |
8. Start three-year certification cycle | |||
a) prepare for and undertake first surveillance audit | Within 12 months of initial certification audit | Internal audit documentation on ongoing corrective action | |
b) prepare for and undertake second surveillance audit | Within 24 months of initial certification audit | Internal audit documentation on ongoing corrective action | |
c) re-negotiate contract with Certification Body | Between 24 and 36 months of initial certification audit | Review certification body’s cost and quality of its work | |
d) prepare for and undertake recertification audit | Within 36 months of initial certification audit | Internal audit documentation on ongoing corrective action |
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DSS2785 | Permalink: www.dss.gov.au/node/2785